Firms and Industry Professionals
Learn more about Securities Regulation with SOS
- About the Bureau of Securities Regulation
- Licensing Agents
- Broker Dealer Registration
- State Investment Adviser
- Federal Investment Adviser
- Canadian Broker-Dealer Application
- Registration of Securities
- Forms
- Fee Schedule
- Reporting Suspected Financial Exploitation of Vulnerable Adults
- Interpretive Orders and No-Action Letters
- New Hampshire Securities Act
- Securities Division Notices and Cases of Interest