Firms and Industry Professionals
Information on registering as a broker-dealer, investment adviser, and more with the Bureau of Securities Regulation.
- About the Bureau of Securities Regulation
- Registration of Securities
- State Investment Advisers and Agents
- Federal Investment Advisers and Agents
- Broker-Dealers and Agents
- Canadian Broker-Dealers and Agents
- Forms
- Fee Schedule
- Reporting Suspected Financial Exploitation of Vulnerable Adults
- Interpretive Orders and No-Action Letters
- New Hampshire Securities Act
- Historical Cases of Interest