Securities Regulation
Welcome to the New Hampshire Secretary of State's Bureau of Securities Regulation
Our mission
The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire investors while facilitating responsible capital formation in the state.
Firms and Industry Professionals
Firms and Industry Professionals
Broker Dealers, Investment Advisors, Registration of Securities, and Interpretive Orders.
Consumers and Investors
Consumers and Investors
Information on Filing a Complaint and the Bureau's Investor Education Program, Invest Smart NH.
Press Releases
Press Releases
Read the latest news on enforcement actions from the Bureau of Securities Regulation.
Contact Information
Physical Address:
Bureau of Securities Regulation
State House Annex, 3rd Floor
25 Capitol Street, Suite 317A
Concord, NH 03301
Mailing Address:
Secretary of State
Bureau of Securities Regulation
State House, Room 204
Concord, NH 03301
Telephone Numbers:
603-271-1463
603-271-7933 (fax)
Email Address:
securities@sos.nh.gov
Hours of Operation
Monday through Friday 8:30am - 4:30pm
Bureau Leadership Team
Barry J. Glennon
Director
Jeffrey Spill
Deputy Director, Enforcement
Eric Forcier
Deputy Secretary