Securities Regulation
Welcome to the New Hampshire Secretary of State's Bureau of Securities Regulation
Our mission
The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire investors while facilitating responsible capital formation in the state.
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Firms and Industry Professionals
Firms and Industry Professionals
Broker Dealers, Investment Advisors, Registration of Securities, and Interpretive Orders.
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Consumers and Investors
Consumers and Investors
Information on Filing a Complaint and the Bureau's Investor Education Program, Invest Smart NH.
Contact Information
Physical Address:
Bureau of Securities Regulation
State House Annex, 3rd Floor
25 Capitol Street, Suite 317A
Concord, NH 03301
Mailing Address:
Secretary of State
Bureau of Securities Regulation
State House, Room 204
Concord, NH 03301
Telephone Numbers:
603-271-1463
603-271-7933 (fax)
Email Address:
securities@sos.nh.gov
Hours of Operation
Monday through Friday 8:30am - 4:30pm
Bureau Leadership Team
Barry J. Glennon
Director
Jeffrey Spill
Deputy Director, Enforcement
Eric Forcier
Deputy Secretary