Forms

New UCC 1 & UCC 3 forms effective July 1, 2013

Effective July 1, 2013, the forms for UCC1 & UCC3 have changed.  New forms will not be accepted until July 1, 2013, however we will continue to accept the old forms through August of 2013.  Beginning in September of 2013, old forms will be rejected.

* Samples of the new forms can be viewed by clicking on the links below.  The new forms will be made available on our website starting in June 2013.

• Sample of New UCC-1 - UCC Financing Statement with instructions

• Sample of New UCC-1Ad - UCC Financing Statement Addendum
                                      with instructions

• Sample of New UCC-1AP - UCC Financing Statement Additional Party
                                      with instructions

• Sample of New UCC-3 - UCC Financing Statement Amendment
                                  with instructions

• Sample of New UCC-3Ad - UCC Financing Statement Amendment Addendum
                                      with instructions

• Sample of New UCC-3AP - UCC Financing Statement Amendment Additional
                                      Party with instructions

Return envelopes are no longer required with your filings.

All filings will be returned to the address that is entered in section B ("Send Acknowledgement To:").   If section B is not filled in with an address, your acknowledgement will not be returned.

• UCC 1+UCC 1Ad - National Financing Statement and Addendum
   

• UCC 1 instructions - National Financing Statement.  Instructions are on the
                              last page of this printable form.
   

• UCC 3+UCC 3Ad - National Financing Statement Amendment and Addendum
   

• UCC 3 instructions - National Financing Statement Amendment.  Instructions                             are on the last page of this printable form.
   

• UCC 5 - National Correction Statement
   

• Other Lien Form 9 - Other lien form
   

• UCC 11-U - State Information Request Form. (recommended)
   

• UCC 11 - National Information Request Form
   

• UCC 15 - Town clerk forwarding form for other liens.  (For municipal clerk
               use only)
   

• Form EFS-1
   

• Form EFS-3

Instructions for Viewing Online Forms

Visitors to our web site can view and print forms from the Secretary of State's office in the same format as they appear in print. With Adobe Acrobat Reader, you can view PDF documents online or download and print them.

All forms are available in PDF format.  Most forms can be filled out online, then printed, signed and mailed in with the requisite fee. Just click on the link for the form of your choice and the form will open in your web browser.  For best results, view and print the forms from within the Adobe Acrobat Reader Toolbar.

The Adobe Acrobat Reader is available for free.  Click the link below to download and install the most current version.