6/11/09 State and Federal Regulators To Rein In Risk
 

6/3/09 N.H. Securities Regulators File Action Targeting UBS Sales Practices
 

5/14/09 New Investor Education For Unemployed Citizens
 

12/29/08 Fraudsters Target Sandwich Generation Investors
 

11/3/08 New Hampshire Announces IARD System Fee Waiver
 

10/14/08 New Hampshire And AARP Team To Offer "Free Lunch Seminar Monitor" Program
 

9/9/08 Bureau of Securities Regulation Resolves Amends Filing Against UBS, Alleges UBS Violated Fiduciary Duty
 

8/14/08 NH Securities Bureau Takes Action Against UBS
 

7/7/08 New Hampshire Gov. Lynch Signs Senior Investor Protection Legislation Into Law
 

6/17/08 N.H. Securities Regulators Identifies Traps Likely To Burn Investors This Summer
 

5/12/08 N.H. Securities Regulation Launches Program To Help Law Enforcement Investigate Investment Fraud
 

5/7/08 State and Federal Regulators and AARP NH Caution Seniors About Investor Fraud
 

4/22/08 Securities & Exchange Commissioner Casey To Deliver Keynote Address At Senior Fraud Seminar
 

4/9/08 Ameriprise Settles Securities Violations With State
 

4/3/08 State Securities Regulator Slams Federal Report
 

4/2/08 NH Bureau of Securities Regulation, SEC and AARP NH Bring Senior Fraud Seminar to the Seacoast
 

11/08/07 N.H. Securities Bureau And U.S. Commodity Futures Trading Commission Partner In Fraud Case Federal Court Imposes Over $20 Million In Fines
 

10/22/07 N.H. Securities Bureau Takes Second Enforcement Action Against Ameriprise Financial
 

8/30/07 N.H. Securities Regulators Identify Top 10 Traps Facing Investors In 2007
 

4/24/07 NH Bureau of Securities Regulation, SEC and AARP Bring Senior Fraud Seminar to North Country
 

4/18/07 Securities Bureau Urges Senior Investors To Be Aware Of Scams
 

1/8/07 National Securities Regulators Present Annual Award To New Hampshire Director
 

11/01/06 Three Former U.S. Ambassadors To Take Part In Unusual Panel On Corporate Responsibility
 

10/24/06 SEC, N.H. Bureau Of Securities Regulation And AARP To Present Elder Fraud Seminar
 

10/10/06 NH  Securities Bureau Resolves Action Against ING
 

6/9/06 NH Securities Bureau Files Against ING
 

5/3/06 Myron Kandel To Moderate Panel On Future Of Business In New Hampshire
 

3/15/06 University Of New Hampshire Hosts Corporate Responsibility Initiative's Kick-Off Event
 

12/14/05 Myron Kandel, Founding Financial Editor Of CNN, To Lead NH Initiative On Corporate Governance
 

12/12/05 Regulators Urge Investors To Carefully Check Credentials Of "Senior Specialists"
 

7/12/05 American Express Financial Advisors Reach Settlement With New Hampshire Bureau Of Securities Regulation
 

6/16/05 Federal Commodity Regulator And State of New Hampshire Bring Sales Fraud Claims Against Florida Trading Firm Cromwell Financial Services, Inc. And Others
 

4/7/05 NH Securities Bureau Reaches Settlement With Morgan Stanley For $435,000.00
 

3/25/05 NH Dept. of Securities Regulation Names Top Ten Threats To Investors
 

2/18/05 NH Securities Bureau Takes Action Against American Express Financial Advisors
 

1/26/05 NH Securities Bureau Suspends Florida Company's License
 

12/16/04 Securities Exchange Commission and NH Securities Regulators Announce Settlement with Pennichuck Corporation
 

9/30/04 NH Securities Regulators Warn Investors of Ongoing Voice Message "Wrong Number" Scam
 

8/26/04 New Hampshire To Receive $337,500 In Settlement With Deutsche Bank Securities And Thomas Weisel Partners
 

8/25/04 NH Securities Bureau Requests Clarification From Google
 

6/23/04 NH Securities Bureau Takes Action Against Morgan Stanley
 

2/05/04 New Hampshire Securities Regulators Join SEC and New York Attorney General's Office in $225 Million Settlement with Massachusetts Financial Services
 

11/5/03 Unsuitable Investments Cited in Settlement with Florida Brokerage Firm
 

9/10/03 Center For Public Responsibility And Corporate Citizenship Established As A Result Of Tyco Settlement
 

9/05/03 New Hampshire Securities Regulators Warn Seniors to be on the Lookout for Investment Fraud
 

7/15/03 NH Securities Regulators Oppose Effort By Congressional Panel To Limit State’s Authority To Deter Fraud
 

4/30/03   NASAA - CSA Securities Regulators Unveil Fraud Awareness Quiz
                    Quiz (English version)       Quiz (French version)
 

4/28/03   NH To Receive $4 Million In Wall Street Settlement
 

3/13/03   State Securities Regulators Warn Investors Of Oil And Gas Schemes
 

8/07/02  NH Securities Bureau Broadens Its Investigation Of Tyco International
 

7/18/02  State Reaches Record Securities Settlement With Merrill Lynch Regarding Unlawful Broker Activity