State of New Hampshire Bureau of Securities Regulation

The following FORMS are available in .pdf format. PDF documents can be viewed and printed by utilizing the Acrobat Reader. The Reader may be downloaded and installed at no cost by clicking on the following icon.

Forms followed by * may be filled out on your computer before printing by: (1) waiting for the the form to finish loading completely, (2) clicking on the "hand" button on the Acrobat toolbar to activate Edit mode, and (3) utilizing the mouse to move between fields and to select check boxes.

Form	File Format
Form U-1 *
Form U-2 *
Form U-2a *
Form U-4
Form U-5
Form U-7 (Sept. 28, 1999)
Form U-7 Instructions (Sept. 28, 1999)
Securities and Exchange Commission Form D
New Hampshire Issuer-Dealer (Form D1) *
New Hampshire Issuer-Dealer (Form D2) *
New Hampshire Issuer-Dealer (Form D3) *
Issuer Dealer (Form D4)
New Hampshire Rescission Letter
Coordinated Equity Review Application (CER-1)
Coordinated Equity Review Overview
New England Regional Review Application
Form BD
Form BDW
Form ADV
Form ADV-W
Form ADV-H
Form ADV-NR
Form ADV-E
IARD Entitlement Forms
Old Form ADV (Part 1 & 2) *
Old Form ADV Instructions
Old Form ADV-W
Investor Complaint Form *
Complaint Form Instructions
Form NF (Investment Company Notice Filiing)
Professional Bondsmen Application
Criminal Record Release Authorization Form *

Page last updated December 01, 2008