Fee schedule

Broker-Dealer (BD)
Initial License FEE	$200
Application FEE (non-refundable)	$50
Amended License FEE	$100
Renewal FEE	$200

State Covered Investment Adviser (IA)
Initial License FEE	$200
Application FEE (non-refundable)	$50
Amended License FEE	$100
Renewal FEE	$200

Federal Covered Investment Adviser (IA)
Initial Notice Filing FEE	$250
Name Change Amendment Notice FEE	$100
Annual Notice Renewal Filing FEE	$200

Agents (BD & IA)
Initial License FEE	$100
Application FEE (non-refundable)	$30
Amended License FEE	$25
Renewal FEE	$100

Issuer-Dealer (ID)
Initial Agent License FEE	$50
Agent Application FEE (non-refundable)	$25
Agent Renewal FEE	$50
Initial ID License FEE	$50
ID License Renewal FEE	$50

Securities Registration/Exemptions/Notice Filings
Open End Mutual Fund Notice Filing per 1933 Act 18(b)(2) Initial Notice Filing FEE (per class)	$1,000
Annual Renewal FEE Notice - Open-End Mutual Fund Companies (per class)	$1,000
Offer or sale of Covered Securities of other Investment Companies per 1933 Act 18(b)(2)	$500
Private Placements per RSA 421-B:17, II(h) Exam FEE	$300

Offer or sale of Securities per RSA 421-B:17, II(r) FEE	$500
Non-issuer transactions per 1933 Act 18(b)(4)(A) Filing Fee (one time)	$500
Notice Filing Fee (initial and annual renewal) for sales of covered securities per 1933 Act 18(b)(4)(D)	$500

Initial registration FEE and annual renewal fee (if offering continues) prior to offer or sales of securities - 2/10ths of one percent of the offering value of the issue. FEE shall not exceed $1,050. In addition, a $200 non-refundable examination FEE for each type and class of securities.

Initial notice filing FEE and annual renewal fee (if offering continues) prior to offer or sales of covered securities under 1933 Act 18(b)(4)(C) and 18(b)(3) - 2/10ths of one percent of the offering value of the issue. FEE shall not exceed $1,050. In addition, a $200 non-refundable initial notice FEE for each security.

Professional Bondsmen
Exam FEE	$400
Initial FEE per county registered	$100
Annual Renewal FEE per county registered	$100