Securities Regulation


 

 
 

Federal IA Withdrawal of Notice Filing

 


May be submitted through Web IARD. Or, submit to the Bureau:

No fee. Submit a copy of Form ADV-W filed with the SEC within 10 days of its submission to the SEC. If a federal covered adviser is only withdrawing from the state of New Hampshire, it may file a Form ADV-W indicating that it is withdrawing from New Hampshire, or may send a letter indicating that it is withdrawing from New Hampshire and state the reasons therefore.

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