IA Name Changes
If any investment adviser changes its name, it
must file for an amended license. In order to effect the
amendment, please submit the following directly to the
Amendment to the Articles of Incorporation which
effected the name change (or other similar documents
filed with the state of organization, such as amended
LP, LLC or LLP documents).
amendment fee for the firm, and $25 amendment fee for
each agent licensed in the State of New Hampshire on
the date that the name change filing was made with the
state of organization. Include a list of such agents
and their Social Security Numbers . The fees may be
combined into one check that should be payable to the
State of New Hampshire.
Form ADV which
reflects the new name. This document should be
submitted through Web IARD.
Upon receipt of the above by this Bureau, an amended
license will be issued
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