Closed-End Fund
Notice Filing
 

See RSA 421-B:11, I-a(a)

INITIAL FILING REQUIREMENT

1. One-time filing fee of $500.

2. Form U-2

3. Form NF

4. Copy of the registration statement or prospectus

5. Name of the licensed broker-dealer engaged in the distribution of the securities, or if a broker-dealer is not being used, the person(s) responsible for distributing the securities on the issuer's behalf. The Issuer must determine whether that individual needs to be licensed or authorized to offer or sell the securities, or is exempt therefrom. See RSA 421-B:2, II and RSA 421-B:6, I. (See Agents)

ADDITIONAL FILING REQUIREMENTS AND CONSIDERATIONS

1. There is no annual renewal, or sales report filing requirements