Securities Regulation


 

 

Broker-Dealer
Renewals

 

FINRA Member Broker-Dealers:

Submit the $250 renewal fee for the ensuing year to Web CRD prior to December 31st of each year, in accordance with Web CRD's processing schedule.

Non-FINRA Member Broker-Dealers:

Submit the $250 renewal fee for the ensuing year directly to the Bureau prior to December 31st of each year.

 

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