Registration By Qualification
Any security may be registered by
qualification. For other offerings, where an exemption
cannot be claimed or a registration by coordination is
unavailable, the following must be completed:
INITIAL FILING REQUIREMENT
Registration fee based on 2/10 of 1% (New Hampshire
Aggregate Offering Price), maximum of $1,050, for each
security being registered. A $200 examination fee is
also required for each security being registered.
Checks should be made payable to the "State of New
Form U-2 ,
unless the offering is made on a firm commitment basis
by a licensed broker-dealer.
all registration statements, prospectuses, exhibits,
and financial statements.
ADDITIONAL FILING REQUIREMENTS AND
licensed broker-dealer engaged in the distribution of
the securities or, if a broker-dealer is not being
used, the person(s) responsible for distributing the
securities on the issuer's behalf must determine
whether he/she needs to be licensed or authorized to
offer or sell the securities, or exempt therefrom. See
RSA 421-B:2, II
RSA 421-B:6, I. (See
renewal fee for continuous offerings based on 2/10 of
1% (New Hampshire Aggregate Offering Price), maximum
of $1,050, for each security being registered. The fee
is due on or before the anniversary of the date of
registration in New Hampshire.
offering documents must be submitted promptly to the
Registration becomes effective when the Secretary of
State so orders.