Securities Regulation


 

 
 

Issuer-Dealer Renewals

 

 

An issuer-dealer must submit a $50 firm renewal fee, and a $50 agent renewal fee for each agent, directly to the Bureau on or before December 31st of each year for the ensuing year licenses. If an issuer-dealer or any particular agent is not to be renewed, the issuer-dealer must send written notification to the Bureau prior to December 31st of the year when the license(s) will expire.

 

 

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