N.H. Notice Filing Checklist - Federal Advisers

   
  Should be submitted through Web IARD:

1. Complete Form ADV (Part I & II) , Submit Part I through IARD.
    
2. Part II and/or Part 2 of Form ADV do not have to be filed, but must be made available upon 5 days notice by the Bureau to the Investment Adviser.
    
3. $250 Notice Filing FEE for the Firm. Pay to the IARD.
    
4. For any Investment Adviser Representatives who are working from a New Hampshire location:
    
   • Complete, up-to-date Form U-4, submitted to the CRD system.
   • $130 Registration FEE. Pay to the Web CRD.

There is no deminimus exemption for Federal Advisers from the notice filing requirements. Federal Advisers must file a notice in New Hampshire prior to conducting any investment adviser business in the state.