Agent of Issuer

INITIAL APPLICATION

Submit a complete, manually signed (in all applicable places), Form U-4 and a fee of $130 directly to the Bureau.  Confirmation of licensure will be sent by the Bureau.

AMENDMENTS

Submit amendments to Form U-4 directly to the Bureau, in accordance with the instructions on Form U-4.  All material information on the Form U-4 on file with the Bureau must be current at all times.

RENEWALS

On or before December 31^st of each year, submit a renewal fee of $100 per agent for licensing in the ensuing year.

WITHDRAWALS

Submit a Form U-5 with original signatures directly to the Bureau.

EXAMINATION REQUIREMENTS FOR LICENSURE

There are no examination requirements.