
Securities Regulation

About the Bureau

Mission Statement

The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire investors while facilitating responsible capital formation in the state.

The Bureau licenses securities brokers, broker agents, investment advisers and investment adviser agents and professional bail bondsmen. In addition, it registers certain securities and approves exemptions from registration in other cases. The Bureau also investigates complaints about licensees and may take administrative or legal action against persons who violate the New Hampshire securities laws.

Atty. Barry J. Glennon Director
Deputy Director	Atty. Jeffrey D. Spill Deputy Director
Atty. Kevin Moquin Senior Staff Attorney / Field Audit Communications	Atty. Earle F. Wingate III Staff Attorney
Atty. Eric Forcier Attorney	Atty. Adrian Larochelle Attorney
William (Bill) Masuck Senior Auditor	Carvel Tefft Junior Auditor
Kevin Bannon Forensic Accountant	Peter J. Zis Securities Examiner
Heather Voth Securities Examiner	Michelle Bourgeois Administrative Secretary
Linda Elkins Securities Examiner	Thomas Boulter Investor Education Consultant
Andrew Fortier Records Control Clerk

BUREAU OF SECURITIES REGULATION

Mailing Address Bureau of Securities Regulation Department of State State House, Room 204 107 North Main Street Concord, NH 03301-4989	Location State House Annex, 3^rd Floor 25 Capitol Street, Suite 317A Concord, NH 03301 (603) 271-1463

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